Notice of intention to take disciplinary measures etc

(1) When the Registrar intends to take a disciplinary measure or enforcement action against a licensee, other than by imposing a late payment penalty, the Registrar shall give written notice of its intention to the licensee which indicates– (a) the act or omission which entitles the Registrar to take a disciplinary measure or enforcement action; (b) the relevant facts surrounding the act or omission; and (c) the type of or enforcement action the Registrar intends to take against the licensee. (2) The notice of intention shall advise the licensee the right to make written representations to the Registrar in accordance with subregulation (3). (3) On being given a notice of intention under subregulation (1), a licensee may submit written representations to the Registrar, within thirty days to– (a) admit or deny the information indicated by the Registrar under subregulation (1)(a) and (b) or Moneylenders 15 (b) provide mitigating considerations or reasons that the licensee considers justify the imposition of an alternative disciplinary measure or enforcement action.